BIP
List of the KNF's public warnings
Pursuant to Article 6b. 1 of the Act of 21 July 2006 on Financial Market Supervision (Journal of Laws of 2020, item 2059) the KNF communicates to the public information about submitting a notification on suspicion of committing a crime specified in Article 215 and Article 216 of the Act dated 28 August 1997 on the Organization and Operation of Pension Funds, Article 171. 1-3 of the Banking Act dated 29 August 1997, Article 56a and Article 57 of the Act dated 26 October 2000 on Commodity Exchanges, Article 430 of the Act dated 11 September 2016 on Insurance and Reinsurance Activities (before 1 January 2016 - Article 225 of the Act dated 22 May 2003 on Insurance Activity), Article 47 and Article 48 of the Act dated 22 May 2003 on Insurance Mediation, Article 50. 1-2 of the Act dated 20 April 2004 on Occupational Pension Schemes, Article 40 of the Act dated 20 April 2004 on Individual Pension Accounts and Individual Retirement Savings Accounts, Article 287 and Articles 290-296 of the Act on Investment Funds, Article 178 of the Act dated 29 July 2005 on Trading in Financial Instruments, Article 99 and Article 99a of the Act dated 29 July 2005 on Public Offering and Conditions Governing the Introduction of Financial Instruments to Organised Trading, and Public Companies or Article 150 and Article 151 of the Act dated 19 August 2011 on Payment Services.
Under Article 6b(6) of the Act of 21 July 2006 on financial market supervision, the KNF Board also reports on criminal proceedings conducted ex officio or following notification by an entity other than the KNF Board where the Chair of the KNF Board exercised his right of the aggrieved party in criminal proceedings.
Warnings of foreign financial supervisory authorities.
Search entities
Znalezione podmioty dla nazwy podmiotu:Kancelaria
Notification of suspected criminal offence punishable under Article 171(1–3) of the Banking Law (engaging in banking activities, in particular accepting funds to expose them to risk, without the KNF’s consent)
Notification of suspected criminal offence punishable under Article 171(1–3) of the Banking Law (engaging in banking activities, in particular accepting funds to expose them to risk, without the KNF’s consent)
| No. | Name of the entity whose activity led to submission of a notification on suspicion of committing a crime | Identification number (KRS, NIP or REGON) | Competent prosecutor's office | Information on final & binding judgments issued in the course of criminal proceedings * | Relevant information | Date of notification submission/ Date of submission of an application to use the rights of an aggrieved party | Date of final decision |
|---|---|---|---|---|---|---|---|
| 1 | 1. CERTO Kancelaria M. Janowicz – Stradomska i Wspólnicy sp. k. with its registered office in Warsaw
2. LoanMe sp. z o.o. with its registered office in Warsaw 3. Ulgaoddlugu.pl sp. z o.o. with its registered office in Warsaw 4. XL Serwis sp. z o.o. with its registered office in Warsaw |
1. KRS 399383 2. KRS 544100 3. KRS 874075 4. KRS 896090 |
Regional Prosecutor’s Office in Warsaw | brak | Proceedings in respect of an act punishable under Article 171(1) of the Banking Law. The Chair of the KNF Board joined the proceedings initiated by another entity. | ||
| 2 | Kancelaria Finansowa AWB sp. z o.o. with its registered office in Kamionki | KRS 196754 | District Prosecutor’s Office in Środa Wielkopolska | brak | Proceedings in respect of an act punishable under Article 171(1) of the Banking Law. The Chair of the KNF Board joined the proceedings initiated by another entity. |
Notification of suspected criminal offence punishable under Article 178 of the Act on trading in financial instruments (engaging in activities in the field of trading in financial instruments without the required authorisation or power of attorney)
Notification of suspected criminal offence punishable under Article 178 of the Act on trading in financial instruments (engaging in activities in the field of trading in financial instruments without the required authorisation or power of attorney)
| No. | Name of the entity whose activity led to submission of a notification on suspicion of committing a crime | Identification number (KRS, NIP or REGON) | Competent prosecutor's office | Information on final & binding judgments issued in the course of criminal proceedings * | Relevant information | Date of notification submission/ Date of submission of an application to use the rights of an aggrieved party | Date of final decision |
|---|---|---|---|---|---|---|---|
| 1 | Ciuba & Partnerzy Kancelaria Finansowa sp. z o.o. with its registered office in Lublin | KRS 545586 | Regional Prosecutor’s Office in Warsaw | brak | Notification under Article 178 in conjunction with Article 69(2) point 6 of the Act on trading in financial instruments. Notification made by the UKNF. | ||
| 2 | Investo Kancelaria Inwestycyjna Sp. z o.o. with its registered office in Warsaw | KRS 414890 | Regional Prosecutor’s Office in Warsaw | On 2 May 2017, the Warsaw Municipal Police issued the decision to discontinue the investigation. | Notification under Article 178 in conjunction with Article 69(2) points 1, 4, 5 and 6 of the Act on trading in financial instruments. Notification made by the UKNF. | ||
| 3 | Kancelaria Doradcza Piotr Popławski with its registered office in Szreniawa | NIP 6971011127 | Regional Prosecutor’s Office in Warsaw | brak | Notification under Article 178 in conjunction with Article 69(2) point 1 of the Act on trading in financial instruments. Notification made by the UKNF. | ||
| 4 | Kancelaria Finansowa Nikodemus - Finance Tomasz Lisiecki | NIP 9670625646 | Regional Prosecutor’s Office in Warsaw | brak | Proceedings in respect of an act punishable under Article 178 of the Act on trading in financial instruments. The Chair of the KNF Board joined the proceedings initiated by another entity. | ||
| 5 | Kancelaria Finansowa Pyffel & Partners sp. z o. o. (currently: Finansowa Kancelaria sp. z o.o.) with its registered office in Warsaw | KRS 319529 | Regional Prosecutor’s Office in Warsaw | brak | Notification under Article 178 in conjunction with Article 69(2) point 6 of the Act on trading in financial instruments. Notification made by the KNF. | ||
| 6 | Kancelaria Onepoint sp. z o.o. with its registered office in Katowice | KRS 444327 | Regional Prosecutor’s Office in Warsaw | brak | Notification under Article 178 in conjunction with Article 69(2) point 1 of the Act on trading in financial instruments. Notification made by the UKNF. | ||
| 7 | Kancelaria Twój Majątek sp. z o.o. with its registered office in Wrocław | KRS 603073 | Provincial Prosecutor’s Office in Warsaw | brak | Notification under Article 178 in conjunction with Article 69(2) point 1 and 6 of the Act on trading in financial instruments. Notification made by the UKNF. | ||
| 8 | Rud i Batory Kancelaria Finansowa s.c. with its registered office in Warsaw | NIP 7010372149 | Regional Prosecutor’s Office in Warsaw | brak | Notification under Article 178 in conjunction with Article 69(2) point 6 of the Act on trading in financial instruments. Notification made by the UKNF. |
Notification on suspicion of committing a crime specified in Article 287 and Articles 290-296 of the Act on Investment Funds
Notification on suspicion of committing a crime specified in Article 287 and Articles 290-296 of the Act on Investment Funds
| No. | Name of the entity whose activity led to submission of a notification on suspicion of committing a crime | Identification number (KRS, NIP or REGON) | Competent prosecutor's office | Information on final & binding judgments issued in the course of criminal proceedings * | Relevant information | Date of notification submission/ Date of submission of an application to use the rights of an aggrieved party | Date of final decision |
|---|---|---|---|---|---|---|---|
| 1 | Kancelaria Prawno-Egzekucyjna „Dusi Grosz” sp. z o.o. | KRS 965901 | Regional Prosecutor’s Office in Warsaw | brak | Notification under Article 296(1) of the Act on investment funds. Notification made by the UKNF. |
Notification of suspected criminal offence punishable under Articles 99 and 99a of the Act of 29 July 2005 on public offering and conditions governing the introduction of financial instruments to organised trading, and public companies (making a public offering of securities without the prospectus / information memorandum / information document required by law and approved by KNF and/or issuing bonds contrary to statutory requirements)
Notification of suspected criminal offence punishable under Articles 99 and 99a of the Act of 29 July 2005 on public offering and conditions governing the introduction of financial instruments to organised trading, and public companies (making a public offering of securities without the prospectus / information memorandum / information document required by law and approved by KNF and/or issuing bonds contrary to statutory requirements)
| No. | Name of the entity whose activity led to submission of a notification on suspicion of committing a crime | Identification number (KRS, NIP or REGON) | Competent prosecutor's office | Information on final & binding judgments issued in the course of criminal proceedings * | Relevant information | Date of notification submission/ Date of submission of an application to use the rights of an aggrieved party | Date of final decision |
|---|---|---|---|---|---|---|---|
| 1 | Investo Kancelaria Inwestycyjna sp. z o.o. with its registered office in Warsaw | KRS 414890 | Regional Prosecutor’s Office in Warsaw | On 2 May 2017, the Warsaw Municipal Police issued the decision to discontinue the investigation. | Notification under Article 99(3) and Article 99(2) in conjunction with Article 53(1) of the Act on public offering and conditions governing the introduction of financial instruments to organised trading, and public companies. Notification made by the UKNF. |
Notification of suspected criminal offence punishable under Articles 150 and 151 of the Act on payment services (unauthorised provision of payment services and/or issuing electronic money)
Notification of suspected criminal offence punishable under Articles 150 and 151 of the Act on payment services (unauthorised provision of payment services and/or issuing electronic money)
| No. | Name of the entity whose activity led to submission of a notification on suspicion of committing a crime | Identification number (KRS, NIP or REGON) | Competent prosecutor's office | Information on final & binding judgments issued in the course of criminal proceedings * | Relevant information | Date of notification submission/ Date of submission of an application to use the rights of an aggrieved party | Date of final decision |
|---|---|---|---|---|---|---|---|
| 1 | 1. CERTO Kancelaria M. Janowicz – Stradomska i Wspólnicy sp. k. with its registered office in Warsaw
2. LoanMe sp. z o.o. with its registered office in Warsaw 3. Ulgaoddlugu.pl sp. z o.o. with its registered office in Warsaw 4. XL Serwis sp. z o.o. with its registered office in Warsaw |
1. KRS 399383 2. KRS 544100 3. KRS 874075 4. 896090 |
Regional Prosecutor’s Office in Warsaw | brak | Proceeding in respect of an act punishable under Article 151(1) of the Act on payment services. The Chairman of the KNF joined the proceedings initiated by another entity. |
Comments
* Pursuant to Article 6b(5) and Article 6b(6) in fine of the Act of 21 July 2006 on financial market supervision, the information on notifications of suspected criminal offence and on proceedings which the Chairman of the KNF joined as a victim shall be supplemented with information on the final refusal to initiate preparatory proceedings or on the final discontinuance of preparatory proceedings and — where a bill of indictment has been filed — with an update on the final court ruling.
In addition to the above list of ‘Public warnings of the KNF-Polish Financial Supervision Authority’, if in doubt, please verify whether a given entity has been licensed by the KNF.
Pecuniary benefits offered by the entities which do not hold the KNF license are not covered by state guarantees, in particular: the Bank Guarantee Fund (BGF), the compensation scheme of the National Depository for Securities (KDPW) or the Insurance Guarantee Fund (UFG).
Notifications on entities suspected of running business without legal authorisation may be submitted to the KNF electronically to: ostrzezenia@knf.gov.pl.
Please also refer to the list of warnings published by foreign financial supervisory authorities.