Supervisory Disclosuremodification date 17 November 2017
Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC, in order to achieve the high level of transparency and accountability of the supervision conducted requires the competent authorities to publish certain information on the matters specified in the Article 143(1) thereof.
The supervisory disclosure information are divided into four parts, each (with the exception of statistical data) covered by two separate files – one for credit institutions and one for investment firms.
1. Laws, regulations, administrative rules and general guidance
Part 1 includes the information on texts of laws, regulations, administrative rules and general guidance adopted in Poland in the field of prudential regulation.
Annex 1 – Laws, regulations, administrative rules and general guidance – credit institutions
Annex 1 – Laws, regulations, administrative rules and general guidance – investment firms
2. Options and discretions
Part 2 includes the information information on the manner of exercising the options and discretions available in Union law.
Annex 2 – Options and discretions – credit institutions
Annex 2 – Options and discretions – investment firms
3. Supervisory review and evaluation proces (SREP)
Part 3 includes the information on general criteria and methodologies used by the Polish FSA in the supervisory review and evaluation referred to in Article 97 of the CRDIV.
Annex 3 – Supervisory review and evaluation proces – credit institutions
Annex 3 – Supervisory review and evaluation proces – investment firms
4. Aggregate statistical data
Part 4 includes the aggregate statistical data on key aspects of the implementation of the prudential framework.
Annex 4 – Aggregate statistical data – credit institutions and investment firms
Contact: KNF - Polish Financial Supervision Authority
Analyses and International Cooperation Department
Plac Powstańców Warszawy 1
Phone: +48 262 51 53
Fax: +48 22 262 48 62