Regulations and practice
Practice
Modification date: 24 July 2024
- Principles of corporate governance for supervised institutions (pdf file)
- Regulations of the Banking Sector
- Recommendations for the insurance sector
- Guidelines for the insurance and pension sector
The PFSA Guidelines of 16 December 2014- Guidelines on the Management of Information Technology and ICT Environment Security for Insurance and Reinsurance Undertakings (pdf file)
- Guidelines on the Management of Information Technology and ICT Environment Security for General Pension Companies (pdf file)
- Guidelines on Motor Vehicle Insurance Claims Settlement (pdf file)
- Guidelines on flood risk management in the insurance sector (pdf file)
- Capital market's positions
- Communication from the KNF Board on the introduction of additional requirements for offering contracts for differences (CFDs) to retail clients (pdf file)
- The PFSA position regarding to financial instruments margin requirements (pdf file)
- The Office of the PFSA presents Statement on the conduct of investment firms on the Forex market (pdf file).
(English translation of the document is from 2015) - Guidelines for providing brokerage services on the OTC derivatives market (pdf file)
- Guidelines on the Management of Information Technology and ICT Environment Security at Investment Firms (pdf file)
- Guidelines on the Management of Information Technology and ICT Environment Security in capital market infrastructure entities (pdf file)
- Information concerning entities authorized to conduct acquisition of clients and direct marketing of investment services on behalf of a foreign investment firm in the Republic of Poland (pdf file)
- Information on the requirements for foreign investment firms providing investment services in the Republic of Poland (pdf file)
English translation of all documents listed above is a courtesy translation. Therefore in case of any discrepancies, the original Polish version shall prevail.
