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01 October, 2016 Saturday
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Public warnings of the KNF- Polish Financial Supervision Authority

Pursuant to Article 6b. 1 of the Act of 21 July 2006 on Financial Market Supervision (Journal of Laws of 2012, item 1149, as amended) the KNF communicates to the public information about filing a notification on suspicion of committing a crime specified in Article 215 and Article 216 of the Act dated 28 August 1997 on the Organization and Operation of Pension Funds, Article 171. 1-3 of the Banking Act dated 29 August 1997, Article 56a and Article 57 of the Act dated 26 October 2000 on Commodity Exchanges, Article 430 of the Act dated 11 September 2016 on Insurance and Reinsurance Activities (before 1st of January 2016 - Article 225 of the Act dated 22 May 2003 on Insurance Activity), Article 47 and Article 48 of the Act dated 22 May 2003 on Insurance Mediation, Article 50. 1-2 of the Act dated 20 April 2004 on Occupational Pension Schemes, Article 40 of the Act dated 20 April 2004 on Individual Pension Accounts and Individual Retirement Savings Accounts, Article 287 and Articles 290-296 of the Act on Investment Funds, Article 178 of the Act dated 29 July 2005 on Trading in Financial Instruments, Article 99 and Article 99a of the Act dated 29 July 2005 on Public Offering and Conditions Governing the Introduction of Financial Instruments to Organised Trading, and Public Companies or Article 150 and Article 151 of the Act dated 19 August 2011 on Payment Services.

Pursuant to Art. 6b. 6 of the Act dated 21 July 2006 on Financial Market Supervision, the KNF also informs about criminal proceedings conducted ex officio and/or as a result of a notification made by an entity other than the KNF, when the Chairman of the KNF exercised his rights of the injured party in criminal proceedings.

 Notification on suspicion of committing a crime specified in Article 171 section 1-3 of the Act dated 29 August 1997 on Banking Law
(performing banking activities, particularly accepting funds in order to expose them to risk without the licence of the KNF)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS1, NIP2, or REGON3,)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*
1. Alkor Trade Sp. z o.o. (limited liability company) with its registered office in Józefów (now: JW Investments Sp. z o.o.)KRS 371362Regional Prosecutor's Office in Warszawa 
(case transferred to the Regional Prosecutor’s Office in Ostrołęka)
2. Amber Gold Sp. z o.o. (limited liability company) with its registered office in Gdańsk in liquidationKRS 322228District Prosecutor’s Office Gdańsk -Oliwa (case transferred to the Regional Prosecutor’s Office in Łódź)
3. Anderson Holding Polska Sp. z o.o. (limited liability company) with its registered office in KatowiceKRS 416988Regional Prosecutor's Office in Warszawa
4. ARTGOL Mobilny Serwis Komputerowy Artur GolonNIP 9531580331 District Prosecutor’s Office Bydgoszcz-PółnocOn December 31, 2015, The Prosecutor in District Prosecutors Office Bydgoszcz-Półudnie in Bydgoszcz issued a decision to discontinue the proceedings.
5. Auron Group Sp. z o.o. (limited liability company) with its registered office in WarszawaKRS 392274 District Prosecutor’s Office Warszawa Praga -Północ (case transferred to the Regional Prosecutor’s Office Warszawa Praga in Warsaw)The decision to dismiss the investigation issued by the Regional Public Prosecutor Warszawa Praga in Warsaw on 25th September 2014 came into force on 22nd December 2014. 
6. Bezpieczne Inwestycje Sp. z o.o. (limited liability company) with its registered office in WarszawaKRS 391211Regional Prosecutor's Office in WarszawaThe decision to dismiss the investigation issued by the Prosecutor in Warsaw District Prosecutor's Office on June 30, 2015 came into force on 7th September 2015.
7. Bio-Investor Ltdthe entity is not registered in PolandRegional Prosecutor's Office in WarszawaJanuary 21, 2016 The prosecutor in Warszawa District Prosecutor's Office decided to discontinue the investigation.
8. Blue Chip Kamil Chwiedosik with its registered office in ŚródlesieNIP 9661358861Regional Prosecutor's Office in WarszawaThe Regional Court in Białystok (file no. act XV K 1750/13) conditionally dismiss the criminal proceeding on 21st October 2014.
9. Care&Cash Sp. z o.o. (limited liability company) with its registered office in WrocławKRS 350638 District Prosecutor’s Office Wrocław Stare-MiastoThe Regional Court in Wrocław issued on September 25, 2014, a final judgment of conviction (file no. act IV Ka 343/14).
10. Carwash Investment Sp. z o.o. (limited liability company) with its registered office in KatowiceKRS 327890District Prosecutor’s Office in Katowice
11. Centrum Inwestycyjno-Oddłużeniowe Sp. z o.o. (limited liability company) with its registered office in Stargard Szczeciński in liquidationKRS 384178Regional Prosecutor’s Office in Szczecin
12. Clear Hands Bt. with its registered office in Hungarythe entity is not registered in Poland Regional Prosecutor's Office in Warszawa  
13. Compass Money Sp. z o.o. with its registered office in Legnica KRS 479887Regional Prosecutor's Office in Legnica
 
14. CO.NETthe entity is not registered in Poland Regional Prosecutor's Office in Warszawa (case transferred to the Regional Prosecutor’s Office in Warszawa) 
15. Consulto Sp. z o.o. (limited liability company) with its registered office in WarszawaKRS 151711Regional Prosecutor's Office in Warszawa
16. Dagmara Dziubyna G & Dinvest i Wspólnicy Spółka jawna with its registered office in Wrocław
(notification comes from another entity, the Chairman of the KNF has exercised his right to join the proceedings as an aggrieved party in criminal proceedings)
KRS 421019Regional Prosecutor's Office in LegnicaThe Regional Court in Wrocław issued on Janury 14, 2016, a final judgment of conviction (file no. act IV Ka 1039/15).
17. Dagmara Dziubyna G & Dinvest with its registered office in Wrocław
(notification comes from another entity, the Chairman of the KNF has exercised his right to join the proceedings as an aggrieved party in criminal proceedings)
NIP 6912419080Regional Prosecutor's Office in LegnicaThe Regional Court in Wrocław issued on Janury 14, 2016, a final judgment of conviction (file no. act IV Ka 1039/15).
18. DOBRALOKATA Sp. z o.o. (limited liability company)KRS 342885District Prosecutor’s Office for Wrocław Psie Pole (case transferred to the Regional Prosecutor’s Office in Wrocław)On January 19,2015 The District Court for Wrocław-Fabryczna issued a final judgment of conviction (file no. act XII K 669/14).
19. Dom Inwestycyjny "Taurus" SA with its registered office in CzęstochowaKRS 425814Regional Prosecutor's Office in Warszawa (case transferred to the Regional Prosecutor’s Office in Częstochowa)
20. EDG Sp. z o.o. (limited liability company) SKA with its registered office in WrocławKRS 396023District Prosecutor’s Office for Wrocław Stare-Miasto (case transferred to the Regional Prosecutor’s Office in Wroclaw)
21. EMG Capital Partners SA with its registered office in Genewa, 1204 Geneva (Oddział Warszawa, ul. Śródziemnomorska)the entity is not registered in PolandRegional Prosecutor's Office in WarszawaThe decision to dismiss the investigation issued by the Prosecutor in Warsaw District Prosecutor's Office on June 30, 2015 came into force on 7th September 2015.
22. EMG Finance Michał GrabowskiNIP 8181549632Regional Prosecutor's Office in WarszawaThe decision to dismiss the investigation issued by the Prosecutor in Warsaw District Prosecutor's Office on June 30, 2015 came into force on 7th September 2015.
23. Europol Insurance Consulting Group Ertanowski Mariusz Ireneusz with its registered office in MielecNIP 8171692799Regional Prosecutor's Office in Warszawa
24. Fenka Rafał Trytko with its registered office in NysaNIP 7532325479  District Prosecutor’s Office in Nysa (case transferred to the Regional Prosecutor’s Office in Opole)
25. Finroyal FRL Capital Limitedthe entity is not registered in PolandDistrict Prosecutor’s Office Warszawa-Wola (case transferred to the Regional Prosecutor’s Office in Warszawa)
26. Firma Handlowo-Usługowa Abiko Katarzyna Smolec with its registered office in TychyNIP 6462738329 District Prosecutor’s Office in Tychy (case transferred to the Regional Prosecutor’s Office in Katowice)
27. Fortress Holdings Ltd with its registered office in Maltathe entity is not registered in Poland Regional Prosecutor's Office in TarnówRegional Public Prosecutor in Tarnów decision of 29 December 2015 discontinued the investigation (case transferred to the Prosecutor’s Office in Budapest)
28. Fundacja Castellum with its registered office in PoznańKRS 411357 District Prosecutor’s Office Poznań Stare-Miasto (case transferred to the Regional Prosecutor’s Office in Poznań)March 30,2015 The Regional Court in Poznań issued a final judgment of conviction (file no. act XVI K 8/15).
29. Four Gates Polska Sp. z o.o. (limited liability company)KRS 313810 District Prosecutor’s Office Katowice-Wschód (case transferred to the Regional Prosecutor’s Office in Katowice)December 22, 2015 The prosecutor in Katowice District Prosecutor's Office decided to discontinue the investigation.
30. FSM Polska Sp. z o.o.KRS 242904 Regional Prosecutor's Office in Warszawa  
31. Grand Capital Sp. z o.o. (limited liability company) with its registered office in KatowiceKRS 347126Regional Prosecutor's Office in WarszawaThe Regional Court in Katowice issued on May 23, 2014, a final judgment of conviction (file no. act V K 440/13).
32. GryfBank SA Adam Karaczun with its registered office in GryfinoNIP 8581688596District Prosecutor’s Office in GryfinoOn March 2, 2015. District Court in Gryfino issued a final decision upholding the impugned decision to discontinue the proceedings. 
33. Helix Capital Investments Ltdthe entity is not registered in Poland Regional Prosecutor's Office in Katowice  
34. Infineo24 with its registered office in SkwierzynNIP 5961525025District Prosecutor’s Office in Międzyrzecze
35. IPI CAPITAL S.A. with its registered office in Warszawa (now: Vibemo SA in liquidation)KRS 304375District Prosecutor’s Office Warszawa-ŚródmieścieOn December 22, 2014 The Prosecutor in Warsaw District Prosecutor's Office issued a decision to discontinue the investigation.
36. Klub Zamożnego Inwestora
(an entity not listed in the National Court Register nor in the Central Registration and Information on Business)
not availableRegional Prosecutor's Office in Warszawa
37. Lago Sp. z o.o. (limited liability company) with its registered office in Zielona GóraKRS 328581District Prosecutor’s Office Zielona Góra (case transferred to the Regional Prosecutor’s Office in Częstochowa)
38. LewINVEST Michał Lewicz with its registered office in ZagórówNIP 6671722255 Regional Prosecutor's Office in Konin On April 22, 2015 The Prosecutor in Konin District Prosecutor's Office issued a decision to discontinue the proceedings.
39. Makler Company Sebastian ToczekNIP 7732373968Regional Prosecutor's Office in Warszawa  
40. Mintan Sp. z o.o. (limited liability company) with its registered office in Warszawa (now: Nobel Credit Sp. z o.o.)KRS 457780District Prosecutor’s Office Warszawa - Mokotów (case transferred to the Regional Prosecutor’s Office in Warszawa)Prosecutor's Office in Warsaw decision of 12 March 2015. remitted investigation.
41. Mizar Profitthe entity is not registered in PolandRegional Prosecutor's Office in Warszawa (case transferred to the Regional Prosecutor’s Office in Ostrołęka)
42. MY-1STEP Sp. z o.o. with its registered office in CzęstochowaKRS 382534Regional Prosecutor's Office in Częstochowa 
43. Opulentia SA with its registered office in Warszawa in liquidationKRS 383825Regional Prosecutor's Office in Warszawa
44. Orcan Software Investments SAKRS 329338District Prosecutor’s Office Gdańsk-Wrzeszcz (case transferred to the Regional Prosecutor’s Office in Gdańsk)
45. OTTO INVESTMENTS Rafał Otto with its registered office in WarszawaNIP 9521945676
Regional Prosecutor's Office in Warszawa
46. Pay Trade Polska Sp. z o.o. (limited liability company) with its registered office in WarszawaKRS 435300District Prosecutor’s Office Warszawa Śródmieście -Północ (case transferred to the Regional Prosecutor’s Office in Warszawa)On February 4, 2015 District Court for Warszawa-Śródmieście decided not to consider a complaint PFSA and upheld the decision of the Prosecutor of the District Prosecutor's Office in Warszawa on 5 November 2014 to discontinue the investigation.
47. Pareto Invest Sp. z o.o. (limited liability company) with its registered office in PoznańKRS 351038Regional Prosecutor's Office in Warszawa
48. Pośrednictwo Finansowe Ewa Skrzydlewska with its registered office in WrocławNIP 8942112312District Prosecutor’s Office Wrocław Krzyki-Zachód
49. Pośrednictwo Finansowe "Kredyty-Chwilówki" Sp. z o.o. (limited liability company) with its registered office in TychyKRS 293981District Prosecutor’s Office Tychy (case transferred to the Regional Prosecutor’s Office in Katowice)
50. Power House Private Banking with its registered office in Poznań 
(an entity not listed in the National Court Register  nor in the Central Registration and Information on Business)
not availableRegional Prosecutor's Office in Warszawa
51. ProGold Sp. z o.o. (limited liability company) with its registered seat in WarsawKRS 413857Regional Prosecutor's Office in WarszawaThe decision to dismiss the investigation issued by the Prosecutor in Warsaw District Prosecutor's Office on June 30, 2015 came into force on 7th September 2015.
52. Pozabankowe Centrum Finansowe Sp. z o.o. (limited liability company)KRS 293707Regional Prosecutor's Office in Warszawa
53. PROMOTOR-FINANSE Sp. z o.o. (limited liability company) with its registered office in WrocławKRS 383409District Prosecutor’s Office Wrocław Krzyki-Zachód
54. Przedsiębiorstwo Usługowo-Handlowe "PI" Piotr PisarekNIP 5361146130 Regional Prosecutor's Office in Ostrów Wielkopolski   
55. Remedium - Doradcy Finansowi Sp. z o.o. (limited liability company) with its registered office in Olsztyn in liquidationKRS 280476District Prosecutor’s Office Olsztyn
56. Socket Resources GmbHthe entity is not registered in PolandRegional Prosecutor's Office in Płock
57. Szymon M.
(a natural person not listed in the National Court Register nor in the Central Registration and Information on Business)
not availableDistrict Prosecutor’s Office Bydgoszcz-PółnocThe Regional Court in Bydgoszcz issued on September 29, 2014, a final judgment of conviction (file no. act IX K 1084/14).
58. Touchwood Ltd with its registered office in Hong Kongthe entity is not registered in PolandDistrict Prosecutor’s Office Warszawa-Mokotów (case transferred to the Regional Prosecutor’s Office in Warszawa)Regional Public Prosecutor in Warsaw decision of 14 October 2014 discontinued the investigation.
59. Travaled Enterprises Limited with its registered office in Nicosia, Cyprusthe entity is not registered in PolandDistrict Prosecutor’s Office Warszawa Śródmieście –Północ (case transferred to the Regional Prosecutor’s Office in Gdańsk)Regional Prosecutor's Office in Gdańsk dropped the investigation May 9, 2014
60. Uinvest LLCthe entity is not registered in Poland Regional Prosecutor's Office in Warszawa On January 22, 2015. District Court for Warszawa-Mokotów, issued a final decision dismissing a complaint against the Chairman of the KNF representative Prosecutor's decision to discontinue the proceedings. 
61. Universum Business Consulting Sp. z o.o. (limited liability company) with its registered office in Kraków KRS 426060

District Prosecutor’s Office Kraków-Śródmieście Zachód 

The District Court for Krakow-Downtown II Criminal Division issued on July 15, 2014, a judgment conditionally discontinuing (file no. act II K 606/14/S). 
62. Usługi Konsultingowe Artur SwendrakNIP 7691760207 Regional Prosecutor's Office in Warszawa (case transferred to the Regional Prosecutor’s Office in Płock)
63. Zakra Corp Sp. z o.o. (limited liability company) with its registered office in PoznańKRS 352191 Regional Prosecutor's Office in Poznań 
 
*Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 178 of the Act dated 29 July 2005 on Trading in Financial Instruments 
(conducting brokerage activity without the licence of the KNF)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*
1. ADVICE Łukasz Goławski NIP 5372358284Regional Prosecutor's Office in Warszawa The decision to dismiss the investigation issued by the Regional Public Prosecutor in Warsaw on 12th November 2014 came into force on 9th January 2015.  
2. Bezpieczne Inwestycje Sp. z o.o. (limited liability company) with its registered office in WarszawaKRS 391211Regional Prosecutor's Office in WarszawaJune 30, 2015 The Prosecutor in Warsaw District Prosecutor's Office decided to discontinue the investigation. 
3. Blue Lion Sp. z o.o. with its registered office in Warszawa KRS 472547 Regional Prosecutor's Office in Warszawa 
4. Consulto Sp. z o.o. (limited liability company) with its registered office in WarszawaKRS 151711Regional Prosecutor's Office in Warszawa 
5. DanexZ Limited Liability Company with its registered office in USA - Registration No. 2012-000624290the entity is not registered in PolandRegional Prosecutor's Office in WarszawaOn June 18, 2015 the District Court in Blesławiec II Criminal Division issued  a judgment to conditionally discontinue the proceedings (file no. act II K 271/15).
6. EMG Finance Michał GrabowskiNIP 8181549632Regional Prosecutor's Office in WarszawaJune 30, 2015 The Prosecutor in Warsaw District Prosecutor's Office decided to discontinue the investigation.
7. First International Traders Dom Maklerski SA with its registered office in WarszawaKRS 245555Regional Prosecutor's Office in Warszawa 
8. Fund Distribution Sp. z o.o. KRS 558641 Regional Prosecutor's Office in Warszawa  
9. Global Markets OOD Sp. z o.o. (limited liability company) branch office in PolandKRS 397516Regional Prosecutor's Office in WarszawaOn June 16, 2016 District Court Warszawa - Wola in Warsaw issued a final decision to uphold the provision of the Prosecutor of the District Prosecutor's Office in Warsaw to discontinue the proceeding.
10. Infinite Investment Wójcik i Wspólnicy Sp. k. (now: W & Associates J. Wójcik Sp. k.) with its registered office in Gdańsk) KRS 377746Regional Prosecutor's Office in Warszawa  
11. Innovative Securities Limited  registered in New Zealandthe entity is not registered in PolandRegional Prosecutor's Office in Warszawa 
12. Investo Kancelaria Inwestycyjna Sp. z o.o. with its registered office in WarszawaKRS 414890 Regional Prosecutor's Office in Warszawa  
13. Jacek K., Kacper K., Maciej M., Marek P.
(natural people not listed in the National Court Register nor in the Central Registration and Information on Business)
not available  Regional Prosecutor's Office in Warszawa   
14. JW. Capital Management Corporation  with its registered office in Ajeltake Road, Ajeltake Island, Majuro, Marshall Islandsthe entity is not registered in PolandRegional Prosecutor's Office in Warszawa 
15. Kamil. M.
(natural people not listed in the National Court Register nor in the Central Registration and Information on Business)
the entity is not registered in PolandRegional Prosecutor's Office in Warszawa 
16. Logic Invest Sp. z o.o. (limited liability company) with its registered office in WarszawaKRS 359026Regional Prosecutor's Office in WarszawaRegional Public Prosecutor in Warsaw decision of 18 June 2014 discontinued the proceedings. 
17. Makler Company Sebastian ToczekNIP 7732373968Regional Prosecutor's Office in Warszawa  
18. Marcin Jerzy P.
(a natural person not listed in the National Court Register nor in the Central Registration and Information on Business)
not availableRegional Prosecutor's Office in Warszawa 
19. Marek Grabowski FX ZoneNIP 9581476452Regional Prosecutor's Office in Warszawa 
20. My Height Sp. z o. o. (in KRS as Fawis Sp. z o. o.with its registered office in Szczecin)KRS 424373 Regional Prosecutor's Office in Warszawa  
21. Nomos Wealth Management Sp. z o.o. (limited liability company) Limited Partnership with its registered office in WarszawaKRS 373509Regional Prosecutor's Office in WarszawaFebruary 9, 2015 The prosecutor in Warszawa District Prosecutor's Office decided to discontinue the investigation. 
22. Nomos Wealth Management Sp. z o.o.KRS 364175 Regional Prosecutor's Office in Warszawa  
23. Olesiński Piotr with its registered office in KutnoNIP 7751047342Regional Prosecutor's Office in Warszawa(the case was referred to the District Prosecutor's Office in Kutno)
24. OTTO INVESTMENTS Rafał Otto with its registered office in WarszawaNIP 9521945676Regional Prosecutor's Office in WarszawaDecember 17, 2015 The Internal Security Agency decided to discontinue the investigation.
25. Quantum Consulting with its registered office in Poznań (http://www.quantum-consulting.pl/)
(an entity not listed in the National Court Register nor in the Central Registration and Information on Business)
 not availableRegional Prosecutor's Office in Warszawa  
26. Pareto Invest Sp. z o.o. with its registered office in PoznańKRS 351038Regional Prosecutor's Office in Warszawa 
27. Partnerzy Inwestycyjni Sp. z o.o. with its registered office in Warszawa KRS 257564 Regional Prosecutor's Office in Warszawa  
28. Paulina B.
(a natural person not listed in the National Court Register not in the Central Registration and Information on Business)
 not availableRegional Prosecutor's Office in Warszawa  
29. Paweł J.
(a natural person not listed in the National Court Register nor in the Central Registration and Information on Business)
 not availableRegional Prosecutor's Office in Warszawa July 27, 2016 The prosecutor in Warszawa District Prosecutor's Office accepted the decision to discontinue the investigation.
30. Piotr G.
(a natural person not listed in the National Court Register nor in the Central Registration and Information on Business)
not available Regional Prosecutor's Office in Warszawa  
31. Power House Private Banking with its registered office in Poznań (an entity not listed in the National Court Register nor in the Central Registration and Information on Business)not available
Regional Prosecutor's Office in Warszawa 
32. Rafał K.
(a natural person not listed in the National Court Register not in the Central Registration and Information on Business)
not availableRegional Prosecutor's Office in Warszawa  
33. Regium Asset Management AG with its registered office in Switzerlandthe entity is not registered in Poland  Regional Prosecutor's Office in Warszawa 
34. Simple Assets Towarzystwo Funduszy Inwestycyjnych SA (an entity not listed in the National Court Register nor in the Central Registration and Information on Business)not available Regional Prosecutor's Office in Warszawa October 29, 2015 The prosecutor in Warszawa District Prosecutor's Office decided to discontinue the investigation.
35. TJB Trading Ltd with its registered office in Luxembourgthe entity is not registered in Poland Regional Prosecutor's Office in Warszawa April 28, 2015 Prosecutor in Warszawa Regional Prosecutor's Office issued a decision to refuse initiate investigation.  
36. Top Forex - brand Goldenburg Group Limited with its registered office in Limassol, Cyprus
(an entity not listed in the National Court Register nor in the Central Registration and Information on Business)
not available
 
37. Total Investments Sp. z o.o. with its registered office in GdańskKRS 418015Regional Prosecutor's Office in Warszawa  
38. http://www.binarino.com/the entity is not registered in Poland  Regional Prosecutor's Office in WarszawaThe decision to discontinue the investigation issued by the Regional Public Prosecutor in Warsaw on 29th May 2015 came into force on 10th June 2015.  
39. WGT S.A.KRS 75360 Regional Prosecutor's Office in Warszawa  
40. Zakład Ekspertyz Gospodarczych Sp. z o.o. (limited liability company) with its registered office in KatowiceKRS 247827Regional Prosecutor's Office in Warszawa  
 
 *Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 178 in connection with the Article 79 of the Act dated 29 July 2005 on Trading in Financial Instruments
(performing activity without an entry into the Register of Investment Firms' Agents)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*
1. Innovative Securities Limited registered in New Zealandthe entity is not registered in PolandRegional Prosecutor's Office in Warszawa 
2. Regium Commodity Trading Advisor Sp. z o.o. (limited liability company) with its registered office in Łódź (from 1 April 2011 under the name of Regium Financial Consulting Services Sp. z o.o.)KRS 312968Regional Prosecutor's Office in WarszawaThe decision not to initiate an investigation issued by the Regional Public Prosecutor in Warsaw on 18th December 2013 came into force on 11th April 2014.

 *Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 287 and Articles 290-296 of the Act on Investment Funds 
(activities concerning depositing funds into securities, financial market instruments and other property rights without the licence of the KNF)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*
1. Bezpieczne Inwestycje Sp. z o.o. (limited liability company) with its registered office in WarszawaKRS 391211Regional Prosecutor's Office in WarszawaJune 30, 2015 The Prosecutor in Warsaw District Prosecutor's Office decided to discontinue the investigation. 
2. Europol Insurance Consulting Group Ertanowski Mariusz Ireneusz with its registered office in MielecNIP 8171692799Regional Prosecutor's Office in Warszawa 
3. First International Traders Dom Maklerski SA with its registered office in WarszawaKRS 245555Regional Prosecutor's Office in Warszawa  
4. LewINVEST Michał Lewicz with its registered office in Zagórów NIP 6671722255 Regional Prosecutor's Office in Konin  
5. Simple Assets Towarzystwo Funduszy Inwestycyjnych SA
(an entity not listed in the National Court Register nor in the Central Registration and Information on Business)
not available 
 
Regional Prosecutor's Office in Warszawa October 29, 2015 The prosecutor in Warszawa District Prosecutor's Office decided to discontinue the investigation.

 *Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 99 and Article 99a of the Act dated 29 July 2005 on Public Offering and Conditions Governing the Introduction of Financial Instruments to Organised Trading, and Public Companies
(making public offering of securities without the required by law, approved by the Polish Financial Supervision Authority prospectus / information memorandum / information document and/or issuing of bonds without meeting the statutory conditions)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*
1. Anderson Holding Sp. z o.o. with its registered office in KatowiceKRS 416988Regional Prosecutor's Office in Warszawa 
2. Andrzej G.
(a natural person not listed in the National Court Register nor in the Central Registration and Information on Business)
not available Regional Prosecutor's Office in Warszawa On December 9,2014 District Court for Warszawa Wola in Warszawa issued a decision to discontinue the proceedings.
3. Atlantic Gaming Partners with its registered office in Spain (Tenerife)the entity is not registered in PolandRegional Prosecutor's Office in Warszawa 
4. Bio-Investor Ltdthe entity is not registered in PolandRegional Prosecutor's Office in WarszawaJanuary 21, 2016 The prosecutor in Warszawa District Prosecutor's Office decided to discontinue the investigation.
5. Dom Inwestycyjny "Taurus" SA with its registered office in CzęstochowaKRS 425814Regional Prosecutor's Office in Warszawa (case transferred to the Regional Prosecutor’s Office in Częstochowa) 
6. EDG Sp. z o.o. (limited liability company) S.K.A  with its registered office in WrocławKRS 396023District Prosecutor’s Office Wrocław Stare-Miasto (case transferred to the Regional Prosecutor’s Office in Wrocław) 
7. Grupa Produkcyjna Adrenalina SA with its registered office in Warszawa  KRS 389933Regional Prosecutor's Office in Warszawa The decision to discontinue the investigation issued by the Regional Public Prosecutor in Warsaw on 8th May 2015 came into force on 20th May 2015.  
8. Investo Kancelaria Inwestycyjna Sp. z o.o. with its registered office in WarszawaKRS 414890 Regional Prosecutor's Office in Warszawa  
9. IPO SA with its registered office in WrocławKRS 368054Regional Prosecutor's Office in WarszawaDecember 3, 2014 The prosecutor in Warszawa District Prosecutor's Office decided to discontinue the investigation.
10. Nomos Wealth Management Sp. z o.o. (limited liability company) with its registered office in WarsawKRS 364175Regional Prosecutor's Office in Warszawa 
11. Nomos Wealth Management Sp. z o.o. (limited liability company) Spółka komandytowa with its registered office in WarszawaKRS 373509Regional Prosecutor's Office in WarszawaFebruary 9, 2015 The prosecutor in Warszawa District Prosecutor's Office decided to discontinue the investigation. 
12. Opulentia SA with its registered office in Warszawa in liquidationKRS 383825Regional Prosecutor's Office in Warszawa 
13. Zenith Fund SA - SICAV-SIF with its registered office in Luxemburg and branch office in Warszawathe entity is not registered in PolandRegional Prosecutor's Office in WarszawaThe decision to discontinue the investigation issued by the Regional Public Prosecutor in Warsaw on 12th May 2014 came into force on 22th May 2014. 
14. Zbigniew S.
(a natural person not listed in the National Court Register nor in the Central Registration and Information on Business)
not available Regional Prosecutor's Office in Warszawa The decision to discontinue the investigation issued by the Regional Public Prosecutor in Warsaw on 20 November 2015 came into force on 3 December 2015.   

 *Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 56a and Article 57 of the Act dated 26 October 2000 on Commodity Exchanges
(conducting commodity exchange without the licence of the KNF)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*
1. WGT S.A.KRS 75360Regional Prosecutor's Office in WarszawaOn February 29, 2008 District Prosecutor’s Office Warszawa - Sródmieście issued a final decision not to initiate an investigation.

 *Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 215 and Article 216 of the Act dated 28 August 1997 on the Organization and Operation of Pension Funds
(conducting pension fund without the licence of the KNF)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*

 *Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 430 of the Act on Insurance and Reinsurance Activities (before 1st of January 2016 - Article 225 of the Act on Insurance Activity)
(performance of insurance activity and/or reinsurance activity without authorisation)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*
1. Adesa Sp. z o.o. with its registered office in WarszawaKRS 459964District Prosecutor’s Office Warszawa Praga -PółnocDistrict Prosecutor’s Office Warszawa Praga -Północ
dropped the investigation April 25, 2014
2. Centrum Turystyczne Cadet s.c. with its registered office in Gorzów WielkopolskiNIP 8851512075
NIP 5991070150
District Prosecutor’s Office in Gorzów WielkopolskiOn February 13, 2015 District Prosecutor’s Office in Gorzów Wielkopolski issued a decision to discontinue the investigation.
3. "OMAR" Marek Orzechowski with its registered office in Białystok NIP 5421018939District Prosecutor’s Office Białystok - Południe  
4. T-Mobile Polska SA with its registered office in Warszawa (only concerns the insurance business by offering the service "Secure Device")KRS 391193 District Prosecutor’s Office Warszawa-Mokotów  

 *Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 47 and Article 48 of the Act dated 22 May 2003 on Insurance Mediation
(unauthorized performance of agency activity, the activity of an insurance agent and brokerage activity in the field of insurance and/or reinsurance without the required authorisation)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*
1. Council Sp. z o. o. with its registered office in WrocławKRS 534300District Prosecutor’s Office Wocław -Stare Miasto  
2. LYNX Sp. z o. o. with its registered office in WarszawaKRS 438782 District Prosecutor’s Office Warszawa-Śródmieście June 2, 2015 r. The District Court for Warszawa-Śródmieście in Warszawa issued a final decision not to initiate an investigation. 

 *Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 50 section 1 and 2 of the Act dated 20 April 2004 on Occupational Pension Schemes
(unauthorized use in the company’s name and/or in the business activity or in advertisement of the term "pension program”)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*

 *Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 40 of the Act dated 20 April 2004 on Individual Pension Accounts and Individual Retirement Savings  Accounts
(unauthorized use in the business activity and/or in advertisement of the terms “individual pension account” (pol. „indywidualne konto emerytalne”) and/or “individual pension insurance account” (pol. „indywidualne konto zabezpieczenia emerytalnego”) or the abbreviations “IPA” (pol. “IKE”) and/or “IPIA” (pol. “IKZE”)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*

 *Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

Notification on suspicion of committing a crime specified in Article 150 and Article 151 of the Act dated 19 August 2001 on Payment Services
(unauthorised provision of payment services and/or issuing electronic money)

Name of the entity whose activity was the basis to notify on the suspicion of committing an offence

Identification number of the entity (KRS, NIP or REGON)

Competent Prosecutor’s OfficeInformation on final judgments passed in criminal proceedings*
1. Amaro Kasprowicz Robert with its registered office in BydgoszczNIP 9531435652 District Prosecutor’s Office Bydgoszcz - Północ 
The Regional Court in Bydgoszcz, III Criminal Division conditionally dismissed the criminal proceeding on March 15, 2016.
2. Bezpieczny Przelew Sp. z o.o. with its registered office in PoznańKRS 448689  District Prosecutor’s Office Poznań - Grunwald 
3. Donata Lewandowska Agencja Finansowa Tanie Opłaty NIP 6441624744 District Prosecutor’s Sosnowiec Południe 
(case transferred to the District Prosecutor’s Office Sosnowiec - Północ)
The decision of 27 November 2014 Sosnowiec District Prosecutor's Office - North in Sosnowiec redeemed preparatory proceedings. 
4. IWISHER Sp. z o. o. with its registered office in LublinKRS 550086 District Prosecutor’s Office in Lublin  
5. My Paid Sp. z o.o. (limited liability company) with its registered office in Szczecin KRS 404168 

 District Prosecutor’s Office Szczecin-Zachód(case transferred to the Regional Prosecutor's Office in Szczecin) 

 
6. TrustFund.pl
(an entity not listed in the National Court Register nor in the Central Registration and Information on Business)
not availableDistrict Prosecutor’s Office Łódź-Górna
On April 26, 2015 District Prosecutor’s Office in Łódź-Widzew issued a decision to discontinue the investigation.

*Pursuant to Articles 6b.5 and 6b.6 in fine of the Act dated 21 July 2006 on Financial Market Supervision, the information on notifications on the suspicion of committing an offence and on proceedings which the Chairman of the KNF joined as an injured party is supplemented with information on the final and binding refusal to initiate the preparatory proceedings or on the final and binding discontinuance of the preparatory proceedings and, in the event of filing an indictment, with an update on the final and binding court ruling.

In addition to the foregoing information included in the ‘Public warnings of the KNF- Polish Financial Supervision Authority”, if in doubt, please verify whether a given entity is authorized by the KNF.

Such information may be found on the list of supervised entities.

Pecuniary benefits offered by entities which do not possess the KNF’s license are not covered by state guarantees, in particular: Bank Guarantee Fund (BGF), compensation system of the National Depository for Securities (KDPW) or Insurance Guarantee Fund (UFG).

Notifications on entities suspected of conducting business activity without the authorisation required by law may be sent to the KNF to the following e-mail address: ostrzezenia@knf.gov.pl

Please refer also to the list of warnings published by foreign financial supervisory authorities .

_______________________________
1National Court Register Number
2Taxpayer Identification Number
3National Business Registry Number


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Dictionary

The accounts of OPF members
Individual accounts held at the open funds for their members, where the contributions are paid in the amount and on terms established in separate laws. On accession to a fund, the fund opens an account for the new member to which contributions and transfer payments are paid.
Insurance risk
Commonly understood as an event covered with an insurance; more precisely - the probability of such event taking place.
Payment Services Office
A natural person, a legal person and an organisation unit, which is not a legal person and which, according to the law on payment services, ensures legal capacity to act, which provides payment services to the maximum value of 500 000 EUR a month.
The second pillar of Polish pension system
The mandatory capital part of the pension system, including open pension funds, which are managed by private operators - general pension societies. Similar to the first pillar - the contributions to the second pillar are mandatory (for anyone born after 31 December 1948), but it is possible to choose another fund among those operating on the market. It is also possible to change a fund into another one. An important difference, compared to the first pillar, is that the resources collected in this pillar are invested and may be inherited. The operation of pension funds is subject to detailed provisions and state supervision. The second pillar receives 7,3% of the basic contribution.
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